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Case Studies - Optial Solutions

  Sarbanes Oxley Software/SOX Sarbanes Oxley
  Basel II Software Basel II
  Operational Risk Software Operational Risk
  Corporate Governance Software Corporate Governance
  Compliance Software Compliance
  ISO 9000/ISO 14000 Software ISO 9000 / ISO 14000
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The regulatory environment is complex and ever changing. Penalties for failing to comply can run to millions of dollars. Despite the critical role that compliance management plays in providing security, many companies still employ inefficient processes. See how some industry market leaders have implemented Total Corporate Governance using Optial to manage their business assurance activities.


A global financial institution implements Optial as a comprehensive compliance management solution addressing FSA requirements - regulatory compliance. Optial is a cornerstone to its operational risk management and is being deployed in 35 countries.

A major US practice within a Big 4 accounting firm has used the Optial platform as a fully-branded application for carrying out survey-based self assessments for clients, forming part of their HIPAA, ISO9000, business continuity, security and vulnerability engagements amongst others.

The energy industry as a whole is exposed to particularly high environmental, health and safety risk. This leading company has used Optial to manage two essential components of their systematic framework for managing EHS practices.

This Fortune Top 10 firm uses Optial to manage its global compliance risk program for environment, health and safety, and Import controls. The implementation in 45 countries was achieved within four weeks of system delivery.

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Press Release: Largest Operational Risk Management System Implementation now live at SEB with Optial
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Press Release: Operational Risk Survey of City Institutions
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Press Release: Chartered Management Institute Survey on Operational Risk 
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Press Release: Major Scandinavian Bank chooses Optial for Operational Risk Management
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Press Release: Standard Chartered Bank adopts the Optial platform.
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Operational Risk Management
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Sarbanes Oxley
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Environmental Health and Safety (EHS)
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Compliance Risk Management
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The Compliance Circle
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Informed Process
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